Regulatory Compliance Associate

The role requires someone who enjoys variety and is a methodical planner. We will need you to be naturally thorough in all you do, using your own judgment to highlight or escalate significant findings. As you will be responsible for producing Compliance and AML reports among other things, attention to detail must be one of your most crucial characteristics.

Being a team player with an eye for detail and having great organisational skills to prioritise and meet deadlines is what will help you succeed in this role. 

As a Regulatory Compliance Associate, you will be responsible to:

• Draft, review, and observe the reporting deadlines of CIF and CASP entities.

• Ensure CIF and CASP comply with all applicable regulations and legislations through continuous monitoring.

• Draft annual regulatory compliance reports, manuals, and other policies to ensure compliance with the applicable legislation and provide guidance on their implementation.

• Assist with internal audit engagements, perform on-site inspections to our CIF and CASP clients, and provide recommendations for weaknesses and deficiencies that have been identified.

• Stay ahead of regulatory updates and legal developments and lead training of personnel and implementations where necessary.

• Evaluate the adequacy and effectiveness of policies and procedures, especially capital adequacy, with constant updates to address new developments or any deficiencies.

• Draft and prepare training material alongside the Education team that is relevant to the applicable regulatory framework.

• 3+ years of professional experience in a Regulatory Compliance related function.

• Good knowledge of the MiFID II and Investment Firms Law, Investment Firms regulation (IFR).

• Excellent writing skills and use of the English language.

• Strong user of the MS Office suite.